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Human Handedness and Scalp Hair-Whorl Direction Develop From a Common Genetic Mechanism
Amar J. S. Klaraa Gene Regulation and Chromosome Biology Laboratory, National Cancer Institute, Frederick, Maryland 21702-1201
Corresponding author: Amar J. S. Klar, National Cancer Institute, P.O. Box B, 7th St., Bldg. 539, Frederick, MD 21702-1201., klar{at}ncifcrf.gov (E-mail)
Communicating editor: V. SUNDARESAN
| ABSTRACT |
|---|
Theories concerning the cause of right- or left-hand preference in humans vary from purely learned behavior, to solely genetics, to a combination of the two mechanisms. The cause of handedness and its relation to the biologically specified scalp hair-whorl rotation is determined here. The general public, consisting of mostly right-handers (RH), shows counterclockwise whorl rotation infrequently in 8.4% of individuals. Interestingly, non-right-handers (NRH, i.e., left-handers and ambidextrous) display a random mixture of clockwise and counterclockwise swirling patterns. Confirming this finding, in another independent sample of individuals chosen because of their counterclockwise rotation, one-half of them are NRH. These findings of coupling in RH and uncoupling in NRH unequivocally establish that these traits develop from a common genetic mechanism. Another result concerning handedness of the progeny of discordant monozygotic twins suggests that lefties are one gene apart from righties. Together, these results suggest (1) that a single gene controls handedness, whorl orientation, and twin concordance and discordance and (2) that neuronal and visceral (internal organs) forms of bilateral asymmetry are coded by separate sets of genetic pathways. The sociological impact of the study is discussed.
HANDEDNESS has been extensively studied in the past century, but its exact cause remains debatable (![]()
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One of the best definitions of handedness was used in a study done in North America by D. C. Rife (![]()
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The contribution of genetics in handedness has been supported by studies of families of concordant twins and adopted individuals (![]()
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Studies favoring the cultural model of handedness present three major arguments against the purely genetic model. First, hand use of some individuals had been culturally changed. Second, up to one-half of the children born to left-handed (LH) x LH parents are RH (![]()
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Indeed, the debate regarding the cause(s) of handedness is a classic example of the controversy over the relative importance of "nature" (biological endowment) vs. "nurture" (environment and culture) on human behavior. It seems that tests more definitive than the ones employed earlier are required to differentiate between these models. This study tested and satisfied three key predictions of a genetic model by conducting two independent lines of investigations. Individuals of the general public and the progeny of handedness-discordant twins were investigated. On the basis of this work, we advance a conclusion opposite to that of an earlier study involving hair whorls. This study unequivocally indicates a "nature" explanation in specifying handedness.
| RESULTS |
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Rationale for differentiating between nature and nurture models:
The controversy over the causes of handedness has probably deterred gene-mapping investigations. Generally, the result of genetic mapping of the handedness-determining gene(s) would be the most convincing evidence favoring genetic etiology. Often in practice, however, clear genetic evidence indicating the number of genes involved is required before formal gene-mapping studies are initiated. Lacking such information, and directed crosses of humans being out of the question, we chose an altogether different strategy. With the goal of distinguishing between nature and nurture mechanisms, this study was initiated to examine an association of handedness with the development of some other human body feature, viz. a feature (1) that exhibits left-right body axis asymmetry and (2) whose development is strictly biological and not culturally influenced. Such associations for handedness with left- vs. right-foot or eye preference have been partial (![]()
The most prominent genetically determined left-right asymmetry is that of visceral organs. Almost all (
99.999%) individuals develop with the heart placed on the left side of the chest cavity, the spleen on the left side of the abdomen, the two-lobed lung on the left side, and the three-lobed lung on the right side (![]()
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A test of the genetic model: the general public (mostly RH) exhibits predominantly clockwise, but NRH show a random-coiling pattern:
In the relatively recent genetic "random-recessive" model, it was proposed that a single, dominant, 100% penetrant, RGHT (for Right) gene causes one to become a RH individual; its recessive and nonfunctional allele, r (for random-handed), in the r/r homozygote confers a statistically random chance, an equally likely 50:50 chance for the individual to become either RH or NRH (![]()
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Predominantly clockwise whorls were reported in 93.8% of 404 newborns investigated in a study done in the United States (![]()
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The key prediction of the random-recessive model is that the traits of handedness and the scalp hair-whorl rotation should be uncoupled in NRH individuals such that one-half of them should exhibit a counterclockwise pattern. Indeed, the most informative result is that among 49 NRH individuals surveyed, mostly from participants of an earlier handedness study (![]()
2 = 0.51, d.f. = 1, P = 0.475).
The second test: one-half of individuals showing counterclockwise hair rotation are NRH:
From the results presented above, and according to another prediction of the model, it follows that among individuals chosen only because of their counterclockwise rotation, one-half of them should be NRH. In contrast, only 911% of individuals are NRH in the general population (![]()
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Because most individuals in the general public develop a clockwise pattern that develops biologically and that is clearly not a culturally influenced trait (![]()
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It should be pointed out that the finding that the general population, consisting mostly of RH individuals, preferentially exhibits a clockwise rotation (![]()
The results also suggest that the putative R gene does not function to cause whorl coiling. Rather, the R gene dictates nonrandom distribution of handedness and whorling traits only with respect to the left-right body axis. Consequently, the R/R and R/r individuals develop as RH, exhibit clockwise hair coiling, and presumably have a dominant left-brain hemisphere. Correspondingly, the individuals with the putative r/r genotype do develop laterality features, but their distribution with respect to each other, and to the left vs. right side, is random. In contrast, ![]()
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The third test: RH members of handedness-discordant twin pairs produce a higher percentage of NRH children, a result similar to that of the standard NRH parents:
As mentioned in an earlier section, a central argument against the genetic etiology for handedness is the very well-emphasized feature of discordance observed in 18% of MZ twins (![]()
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In a sample surveyed from the MZ twins participating in the Minnesota Twin Registry, we found that the discordant RH twin x RH crosses produced 16.6% NRH progeny (Fig 3). This value is significantly different statistically from the 7.6% prediction of the psychology model (
2 = 27.0, d.f. = 1, P < 0.001), but not significantly different from the 19.5% prediction of the genetic model (
2 = 1.26, d.f. = 1, P > 0.20). This result argues against the psychology model for discordant twins and satisfies a crucial prediction of the genetic model for both handedness and twins' discordance. A related result is that the NRH discordant twin x RH crosses produced a similar number of 18.3% NRH progeny (Fig 3); however, this result is not at all informative to distinguish between the primary models under consideration because both models predict the same outcome. To our knowledge, this is the only study to investigate the handedness of the progeny of discordant twins.
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The result of discordant twins also helps to differentiate between different genetic models. The findings of association between handedness and scalp hair-whorl rotation support all models (![]()
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Similar to the random-recessive model, two earlier models involving a single gene with two alleles hypothesized random handedness in homozygotes of the minor alleles. However, unlike the random-recessive model postulating a 100% penetrant and fully dominant R allele and a recessive null r allele, the ![]()
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In summary, the results of this study, combined with an earlier finding that the RH children of LH x LH parents possess a genotype similar to that of the NRH individuals (![]()
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Since GALTON's (1876) original suggestion, discordant MZ twin pairs have been extensively investigated to differentiate the effect of genes vs. the environment on human behavior. Most studies with discordant twins, including those with handedness (![]()
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The nature-nurture debate for handedness is not just of academic interest. Fundamental questions of great importance in neurobiology are (1) how do the brain hemispheres acquire different cognitive functions, and (2) what is the etiology of human variations in cerebral organization? Central to these questions is the explanation of the so-called "complex correlation" of brain hemisphere specialization and handedness. Therefore, for defining the mechanism of brain hemisphere lateralization concerning the distribution of cognition, probably the most experimentally amenable avenue is to determine the cause of handedness.
The two hemispheres of the brain morphologically seem to be mirror images of each other, but interestingly they perform very different cognitive functions. Also, the left hemisphere controls the right side of the body and vice versa. Nearly 97% of RH individuals localize speech, logic, and language processing in the left side of the brain, the so-called "dominant hemisphere." The "automatic hemisphere" on their right side processes emotional information including intuition, feelings, art, and creativity. In contrast, the respective split varies in different studies from
50:50 (![]()
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In contrast to the abundance of studies regarding handedness, very few studies have investigated correlation of language lateralization with hand preference especially with monozygotic twins. Relatively recently a study applied the dichotic listening paradigm to investigate correlation of handedness with language lateralization in twins and concluded that language lateralization is nongenetic in origin (![]()
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| DISCUSSION |
|---|
The findings of coupling between handedness and hair-whorl rotation in the general public and their decoupling in NRH clearly establish genetics as the cause of handedness, while the findings on the progeny of discordant twins favor a single-gene/locus model. This evidence should provide impetus for future studies for mapping the hypothesized handedness gene. This is a pressing issue as it has been suggested that the debilitating illnesses of schizophrenia and bipolar affective disorders may result from developmental anomalies of cerebral asymmetry (![]()
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The biology of development of neuronal and visceral bilateral asymmetry:
The data in the current study help to answer an unrelated question of whether visceral and neuronal forms of bilateral asymmetry are coded by one or more sets of genetic pathways. As stated in an earlier section, the most prominent genetically specified case is that of visceral laterality (![]()
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The sociology of handedness:
As instances of clearly genetically inherited human behavior are few, the hand preference may be an interesting example. It is expected that this study should settle the unending nature-nurture debate for handedness in favor of nature. No doubt the expression of handedness itself is subject to social influences; however, the primary cause is evidenced here to be genetic. Therefore, we suggest that humans are born with hand preference that is prenatally determined. This work should also impact the social aspects of handedness. With this knowledge, it should be possible for the parents to predict that their newborn with a counterclockwise hair whorl will develop into a left-handed or ambidextrous person in 50% of the cases. Furthermore, all individuals with the counterclockwise rotation are expected to be of the r/r genotype and this information should be helpful in selecting families for mapping the predicted handedness locus and for easily and more precisely determining the allele frequency in different human races. In this context we note that ![]()
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| ACKNOWLEDGMENTS |
|---|
I thank the families who participated in the study. Informed consent was obtained after the nature and possible consequences of the study were explained to participants. The data on twins were collected from participants of the Minnesota Twin Registry, where V. Duescher, B. Hawkins, and D. T. Lykken provided invaluable help with the survey. I am also grateful to A. Arthur and M. P. Grau for editorial assistance.
Manuscript received March 7, 2003; Accepted for publication May 5, 2003.
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