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Effect of Inversion Polymorphism on the Neutral Nucleotide Variability of Linked Chromosomal Regions in Drosophila
Arcadio Navarro1,a, Antonio Barbadillaa, and Alfredo Ruizaa Departament de Genètica i de Microbiologia, Universitat Autònoma de Barcelona, 08193 Bellaterra (Barcelona), Spain
Corresponding author: Arcadio Navarro, Institute of Cell, Animal and Population Biology, University of Edinburgh, Ashworth Lab, King's Bldg's., W. Mains Rd., Edinburgh EH9 3JT, United Kingdom., arcadi{at}holyrood.ed.ac.uk (E-mail)
Communicating editor: A. G. CLARK
| ABSTRACT |
|---|
Recombination is a main factor determining nucleotide variability in different regions of the genome. Chromosomal inversions, which are ubiquitous in the genus Drosophila, are known to reduce and redistribute recombination, and thus their specific effect on nucleotide variation may be of major importance as an explanatory factor for levels of DNA variation. Here, we use the coalescent approach to study this effect. First, we develop analytical expressions to predict nucleotide variability in old inversion polymorphisms that have reached mutation-drift-flux equilibrium. The effects on nucleotide variability of a new arrangement appearing in the population and reaching a stable polymorphism are then studied by computer simulation. We show that inversions modulate nucleotide variability in a complex way. The establishment of an inversion polymorphism involves a partial selective sweep that eliminates part of the variability in the population. This is followed by a slow convergence to the equilibrium values. During this convergence, regions close to the breakpoints exhibit much lower variability than central regions. However, at equilibrium, regions close to the breakpoints have higher levels of variability and differentiation between arrangements than regions in the middle of the inverted segment. The implications of these findings for overall variability levels during the evolution of Drosophila species are discussed.
CHROMOSOMAL inversion polymorphisms have been a cornerstone in the study of evolution all through the history of population genetics. Since the establishment of the modern synthesis, inversions have been a privileged system to study such diverse subjects as phylogenies, geographical clines, temporal cycles, meiotic drive, and, of course, to look for evidence of natural selection (see ![]()
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Recombination affects levels of nucleotide polymorphism. In Drosophila, it accounts for one-quarter of the variance among genes in nucleotide diversity (see ![]()
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The basic tools to carry out such studies have been developed in recent years using the coalescent approach. Theoretical and simulation studies concerning DNA variability under balancing selection (![]()
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The work presented here deals with the effect on neutral nucleotide variability of both new and old inversion polymorphisms. That is, we exclusively consider the effect on variability of inversions themselves. We focus on the two most common measures of DNA variability: the number of segregating sites and the average number of pairwise differences in a sample of DNA sequences (![]()
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| MODELS AND METHODS |
|---|
We study the properties of a sample of n DNA sequences at a locus linked to a chromosome segregating for two arrangements, Standard (St) and Inversion (In), at frequencies p and q, respectively. The two arrangements differ by a single paracentric inversion and St is the oldest one. We denote by N the population size and by
the per generation probability of gene exchange between arrangements, i.e., the probability that a DNA sequence recombines with the inversion, which only happens in heterokaryotypes and that is referred to as the probability of gene flux (![]()
; the converse probability for an In chromosome is p
. Following the infinite-sites model (![]()
In the development of our analytical results, we make use of the analogy between inversion polymorphisms and subdivided populations. Thus, although results can be obtained in several other ways (see, for example, ![]()
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We follow a method analogous to the one described in ![]()
(St
In) and t
(In
St)) and the time until the most recent coalescence event (within each arrangement with two or more alleles in the sample, tC(St) and tC(In)). The smallest of these four times is chosen and the sample is modified by the creation of the corresponding branches and nodes. The chosen time is associated with the newly created branches and the process starts over. The simulation stops when the most recent common ancestor of the sample is reached.
To study nucleotide variability in a new arrangement appearing in the population and reaching a stable polymorphism, we use the simulation method outlined in ![]()
=
and
=
. At a given time, we make the simulation enter a selective phase as described in ![]()
-
, where
=
(![]()
q under overdominant selection is used to change allele frequencies every generation. Because the simulation works backward in time, by removing a gamete we allow the frequency equilibrium to be broken and q to decrease deterministically. The process continues until q
, i.e., until only one In gamete is left. At this point, this In gamete is mutated to St and the selective phase is exited. The standard coalescent process starts over again in a population formed exclusively by St chromosomes.
The events of coalescence or gene flux between arrangements during the selective phase are simulated in the same way as in ![]()
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We illustrate and discuss our results using parameter values from Drosophila because most of the evidence on inversions and on nucleotide variability comes from this genus. The mutation rate per nucleotide per generation of Drosophila melanogaster ranges between 10-8 and 10-9 (![]()
![]()
![]()
(= 4Nµ) per nucleotide being ~0.005 (![]()
value of 0.5.
Inversions affect our model by modifying gene flux rates all along the inverted segment. According to ![]()
![]()
= 10-2 in the center of a large inversion and
= 10-8 in regions close to the breakpoints of a short inversion. This predicted range includes most of the empirically estimated gene flux values available in the literature: 10-4 in the central region of inversion In(3L)Payne of D. melanogaster (![]()
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values for any site along the chromosome can be found in ![]()
| ANALYTICAL RESULTS |
|---|
We use the coalescent approach to study the variability of n DNA sequences, among which i sequences are randomly chosen from St chromosomes and j (= n - i) sequences from In chromosomes. Let Q(i, j) represent the state of the sample. In terms of the genealogical relationships of the sequences in the sample, that is, going back in the past, there are four possible adjacent states into which Q(i, j) can move in a single generation, namely, Q(i - 1, j), Q(i, j - 1), Q(i - 1, j + 1), and Q(i + 1, j - 1). The first two changes represent common ancestor events and the latter gene flux events. The probabilities of these events are (derived following ![]()
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(1a) |
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(1b) |
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(1c) |
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(1d) |
It follows from these equations that any Q(i, j) will finally converge to Q(1, 0) or Q(0, 1) unless
= 0.
Let S(i, j) be the expected number of segregating sites in a sample in state Q(i, j) taken at random from a population at mutation-drift-flux equilibrium. Given the infinite-sites model, the number of segregating sites is the number of mutations that take place while Q(i, j) is converging to Q(1, 0) or Q(0, 1). To calculate this number we must first consider the sojourn time of the sample, i.e., the expected number of generations during which Q(i, j) does not change. The probability that Q(i, j) changes to one of the four adjacent states in a single generation is
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(2) |
Therefore, the sojourn time until the first change is geometrically distributed with mean 1/P(i, j) generations. While there are n alleles, nµ mutations take place every generation; hence, C(i, j), the expected number of mutations taking place while Q(i, j) remains the same, is
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(3) |
where F = 4N
pq and
= 4Nµ.
Given that Q(i, j) changes, the conditional probabilities that it changes to each one of the four adjacent states are easily obtained from Equation 1aEquation 1bEquation 1cEquation 1d. With those probabilities and (3) we can readily obtain an iterative expression for S(i, j),
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(4) |
where

and

Of course, S(1, 0) = S(0, 1) = 0 by definition. Equation 4 can also be obtained from previous results on balancing selection (![]()
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From (4), S(i, j) can be computed for every value of i and j. For instance, when n = 2,
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(5a) |
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(5b) |
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(5c) |
And solving these equations, we get
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(6a) |
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(6b) |
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(6c) |
To ascertain the effect of inversions on nucleotide variability in the population as a whole, we must consider the expected number of segregating sites in a sample of n sequences taken at random from the entire population, S(n). Because we are assuming that chromosome arrangements are in Hardy-Weinberg equilibrium frequencies, S(n) can be easily obtained from
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(7) |
In addition, Equation 6aEquation 6bEquation 6c (and 7 making n = 2) gives us the average number of pairwise differences between the alleles in our sample, E(k), which is equal to the expected number of segregating sites among a sample of two alleles (![]()
![]()
(![]()
from S in the following way (![]()
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(8) |
Both variability measures, E(k) and
, combine in Tajima's method for testing the neutral mutation hypothesis (![]()
The results presented so far allow us to study the effect on variability of a precisely balanced inversion polymorphism that reached mutation-drift-flux equilibrium a long time ago. Table 1 gives the values of
and E(k) together with its standard deviation (when formulas are available; see Appendix) under different arrangement frequencies and under different sample sizes for samples taken at random either from the entire population or from a given arrangement class. As expected, the behavior of
is dependent on the sample size, mainly for low flux rates, while E(k) does not depend on n. Of course, the standard deviation of k decreases with increasing sample size, although it remains exceedingly large, as always happens with pairwise measures, mainly when no intragenic recombination is allowed (![]()
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|
Flux rates affect the variability in the population as a whole, which increases as flux decreases. Flux rates of 10-2 or higher make E(k) and
equal to their values in a population without inversions (in our case
= 0.5). On the other hand, flux rates <10-4 produce a rapid departure of DNA variability from its state in a population without inversions. Given that heterokaryotypes always have large regions with gene flux rates <10-4, for instance, regions around inversion breakpoints (![]()
The frequency of the chromosome arrangements in the population also has a remarkable effect on variability. The maximum values of E(k) and
for the whole population are reached with intermediate inversion frequencies (Table 1). Table 1 shows further effects of inversions. We can see that, with intermediate frequencies, variability is scarcely reduced within each arrangement when compared to variability in a population without inversions (in which
= 0.5). On the other hand, if frequencies are not intermediate, variability in the lowest frequency arrangement is notably reduced. This reduction is caused by the diminished population size of the gametes carrying each arrangement, which boosts the loss of genetic variability by drift. In contrast, the variability of the most frequent arrangement increases. This variability increase tends to balance the low variability in the less frequent arrangement because of gene flux acting as conservative migration, which agrees with the invariant property of structured populations noted by ![]()
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Both variability augments can be explained by the same mechanism. With low flux and a lot of drift (mainly in the low frequency arrangement), the two kinds of chromosomes are highly differentiated and, therefore, almost every allele coming by recombination from the other arrangement will be absent in the recipient arrangement. These new alleles add new variability at a higher rate than mutation. This effect overpowers drift and increases with decreasing flux. It only disappears with gene flux rates <<10-8 (i.e., very close to zero and smaller than the mutation rate we assume). In that case E(k) and
, both in St and In, converge to their values in a neutral population of sizes Np and Nq, respectively.
Differentiation between arrangements can be measured by means of the number of pairwise differences between an In allele and a St allele (Equation 6b). As we can see in Table 2, equilibrium pairwise differences between arrangements do not depend on inversion frequencies and standard deviations are practically unaffected by them, which agrees with previous results (![]()
|
| SIMULATION RESULTS |
|---|
The simulation program described in MODELS AND METHODS allows us to obtain E(k) and
for different values of the selection coefficients and the age of the inversion polymorphism. Using this tool, we are able to study the approach to mutation-drift-flux equilibrium for nucleotide variability in any given inversion polymorphism. Taking into account the size of the standard deviations we are dealing with (Table 1 and Table 2), all the values given in this section are based on 100,000 runs of our program.
In Table 3 and Table 4 we can see the values of E(k) and
100 generations after the stabilization of three different polymorphisms (with the frequencies of the new arrangement, In, being 0.5, 0.8, and 0.1), that is, 100 generations after the end of the selective phase that produced the stable inversion polymorphisms we are studying. During this short amount of time, no new variability has appeared in the population and gene flux has had no time to homogenize the variability between arrangements. Thus, the footprint left by the origin of the new inversion is still visible. As expected, it is quite similar to the trail generated by a selective sweep (![]()
|
|
However, the variability differences caused by selection coefficients differing by as much as an order of magnitude are not very important (compare Table 3 and Table 4). The reason for that must be sought in the approach of arrangement frequencies to equilibrium. Under overdominant selection, In frequencies increase in a sigmoidal way and, therefore, for much of the time since the appearance of the inversion its frequency is either close to zero, which makes it irrelevant, or close to the equilibrium point,
=
, which does not change with the magnitude of the selection coefficients. The only relevant variability differences are built up during the lineal increment phase and the amount of time spent in that phase is always short when compared to the total length of the genealogy. For example, when s1 = s2 = 0.1, 57 generations are needed for an inversion to increase its frequency from 0.05 to 0.45. When s1 = s2 = 0.01, the same increment needs 600 generations; i.e., selection coefficients make a difference of 543 generations only in a tree that can have >105 generations. Hence, from now on we use the data in Table 3 as the starting point to study the approach to mutation-drift-flux equilibrium.
The convergence to the equilibrium variability in the population as a whole is drawn in Fig 1A. During the first million generations, almost no new diversity is added to the population. Gene flux, having higher rates than mutation, plays a very important role during this phase because it homogenizes variabilities within the two arrangements. Only after the first several million generations has mutation added enough variability to reach the equilibrium. With high gene flux (
= 10-2) the equilibrium point is independent of the frequency of inversions. On the other hand, lower gene flux (
= 10-6) makes the equilibrium variabilities higher for intermediate arrangement frequencies. Note that the equilibrium points obtained by simulation are equivalent to those obtained analytically in the previous section.
|
Fig 1B shows the changes in E(k) between two In alleles during the convergence to equilibrium. The convergence process within an average inversion is plotted in Fig 2A. As we can see in these figures, gene flux plays a key role in determining both the amount of variability that is lost during the origin of the inversion polymorphism and the speed at which this lost variability is recovered. With low gene flux, nucleotide variability within the newly appeared arrangement is zero, or very close to zero, during the first 105106 generations. Convergence to mutation-drift-flux equilibrium is slow because of the scarce amount of variability incoming from St chromosomes. On the other hand, with high rates of gene flux the variability within In chromosomes is very close to the variability left in St chromosomes after the partial sweep and the convergence to equilibrium is faster. Moreover, during the first million generations, gene flux is the main cause of the increase of variability within inversion chromosomes because it adds new variability (imported from standard chromosomes) at higher rates than mutation.
|
The process that is meanwhile taking place within St chromosomes is represented in Fig 1C and Fig 2B. In this case, of course, gene flux has little influence on the initial variability. It does, however, affect the way in which variability changes, as well as the equilibrium points. We can see that with low flux rates, during the first 105106 generations, variability within St chromosomes decreases. This can be explained by a sink-source mechanism: the relatively great allele diversity stored in St chromosomes is transferred by flux to In chromosomes, where low flux rates forced an initial elimination of variability. This process lasts until the homogenization of the two arrangements; hence, variability decreases within St chromosomes while increasing within In chromosomes. In chromosomes can undergo a similar temporary variability decrease if flux rates are high and the new inversion reaches a high frequency (Fig 1B).
In relation to the time dynamics of the pairwise differences between arrangements, Fig 1D and Fig 2C show that, as proved in ANALYTICAL RESULTS, the equilibrium values of E(k) are dependent only on gene flux. On the other hand, during the first 105106 generations of polymorphism, the pairwise differences between In and St chromosomes are dependent only on arrangement frequencies.
| DISCUSSION |
|---|
On its way to the establishment of a balanced polymorphism, a newly arisen inversion sweeps a lot of variability from the population. Just after the stabilization of the arrangement frequencies, the chromosomes bearing the newly appeared arrangement will have almost no variability (Table 3 and Table 4). As the polymorphism grows older, a slow convergence to mutation-drift-flux equilibrium starts. At this equilibrium, the level of DNA polymorphism in the population as a whole can be higher than in a population of the same size without segregating arrangements (Table 1 and Fig 1). Which of these two effects of an inversion, to reduce or to increment variability, will prevail depends on the time that it takes to reach equilibrium. The convergence to the equilibrium values proceeds at very different speeds, strongly depending on gene flux rates, and, thus, it proceeds differently in different regions of the inverted segment.
In regions close to the breakpoints, flux rates are very low (Fig 2) and, therefore (1) the strength of the partial sweep is greater, and almost no variability is left within the new arrangement; and (2) the linkage disequilibria generated by the frequency increment of the new inversion will persist for a long time (![]()
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= 0.0003) than the breakpoints of St chromosomes (
= 0.0060). Furthermore, the Hsp83 gene locus, which is close to, but not exactly at, the distal breakpoint, presents higher levels of variability (
= 0.0067) and lower levels of differentiation between arrangements (Nei's d = 0.0053) than the breakpoint itself (
= 0.0058, d = 0.0068), although the differences are not statistically significant (![]()
In the population as a whole, nucleotide variability around breakpoints is low during the first 105106 generations. The higher the frequency of In chromosomes, the lower the levels of DNA polymorphism (Fig 1A). At equilibrium, on the other hand, low gene flux rates induce substantial differentiation between St and In chromosomes, which causes an increment in the level of variability of the whole population (Table 1, Fig 1D and Fig 2C). This enhancement of polymorphism levels is due to the extension of the average lifetime of mutants caused by balancing selection (![]()
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Gene flux rates are higher in the center of the inverted regions and hence (1) gene flux preserves some of the starting variability from the initial sweep by sheltering it in the new arrangement; and (2) the differentiation between arrangements will decrease at a steady rate, as new mutations are exchanged and some of the variability stored in St chromosomes enters the inversion by gene flux. Inverted chromosomes, therefore, have a higher starting level of polymorphism with higher flux rates (Fig 1B). The smaller the frequency of inversions and the greater the flux, the higher the starting polymorphism level. On the contrary, neither the initial variability within St chromosomes (Fig 1C) nor the initial differentiation between St and In (Fig 1D) is affected by gene flux rates. The main differences between the central region and the regions around the breakpoints arise from the buildup of the equilibrium in the central region of inversions and on the equilibrium state itself. When equilibrium has been achieved, higher flux rates make the amount of variability in the central zone smaller than that of the regions around breakpoints (Fig 2C). On the other hand, higher flux rates during the convergence to equilibrium allow for a rapid increase in polymorphism levels and a decrease in differences between arrangements, which starts at about generation 105 (Fig 1). Again this result is consistent with the finding by ![]()
= 0.0192), which lies approximately in the middle of inversion In(3L)Payne, than at the breakpoints of the inversion (
= 0.0058). Also, the silent polymorphism levels for Est-6 were roughly similar in both arrangements (
= 0.0162 in St and
= 0.0200 in In).
In this analysis we have focused on neutral variability without considering any explicit source for the overdominance of the inversion. The selective maintenance of inversion polymorphisms has been the subject of abundant theoretical work. Some models consider associations of the inversion with either a single gene or a group of genes with additive relationships (e.g., ![]()
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Inversions are the most common form of chromosomal change in the evolutionary history of Drosophila. More than 28,000 paracentric inversions are estimated to be currently segregating in natural populations of Drosophila and >42,000 paracentric inversions have become fixed during the evolution of the genus (![]()
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10-4, inversions can increase variability levels when mutation-drift-flux equilibrium is reached (Table 1). However, at least 107 generations are needed to achieve equilibrium, and most of the time variability is lower in low gene flux regions (Fig 1 and Fig 2). This fact may imply that, other things being equal, chromosomes and/or species having high levels of inversion polymorphism will have lower levels of DNA polymorphism. It has been pointed out by ![]()
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| FOOTNOTES |
|---|
1 Present address: Institute of Cell, Animal and Population Biology, University of Edinburgh, Edinburgh EH9 3JT, United Kingdom. ![]()
| ACKNOWLEDGMENTS |
|---|
We thank P. Andolfatto, N. Barton, A. Berry, E. Betrán, B. Charlesworth, A. Clark, F. Depaulis, J. Rozas, and two anonymous reviewers for valuable discussion and criticism. Work was supported by a Formació del Personal Investigador (FPI) fellowship from the DGU (Generalitat de Catalunya, Spain) to A.N. and grant PB95-0607 from the DGICYT (Ministerio de Educación y Ciencia, Spain) to A.R.
Manuscript received August 15, 1999; Accepted for publication February 14, 2000.
| APPENDIX |
|---|
Variances for k(n), the number of pairwise differences in a sample of n alleles, can be easily found for n = 2 by developing an expression for pairwise identities and using it as the moment generating function of the distribution of coalescence times (![]()

(A1a)

(A1b)
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(A1c) |
These equations can be simplified if we assume equal arrangement frequencies (p = q):
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(A2a) |
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(A2b) |
If n increases, the mean number of pairwise differences remains the same but, of course, the variance decreases. However, as variances decrease the expressions giving them increase in size and in number (for example, if n = 10 one has to obtain 11 different enormous expressions).
Variances for the simplest case (p = q) can be obtained with some pain following ![]()
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(A3) |
The second one gives the variance of k(n) when i alleles are linked to St and j alleles to In:
![]() |
(A4) |
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